Financial Adviser Apprenticeship

Level 4

Young professional wearing a suit talking to two clients.
Government Funded

The Level 4 Financial Adviser Apprenticeship standard is designed for apprentices with no experience, although it could also act as a progression opportunity for those in other roles such as financial services administrator, mortgage adviser or paraplanner.

These financial advice apprenticeships typically include expert-led instruction, mentorship, and real-world application, allowing apprentices to develop a comprehensive understanding of the financial advisory profession. Successful completion of the Financial Adviser Apprenticeship leads to the industry recognised qualification Diploma for Financial Advisers (DipFA) and individuals that undertake this programme are rounded and ready for a rewarding, challenging career.

Duration

Duration:
18 -22 months

Professional Qualification

Professional Qualification:
Diploma for Financial Advisers (DipFA)

Study Modes

Study Modes:
Blended learning

Geography

Geography:
England

What will the apprentice learn?

A financial adviser apprentice will gain a foundational understanding of financial planning principles, enabling them to assist clients in creating holistic financial plans tailored to their individual needs and objectives.

Additionally, the apprentice will focus on honing essential soft skills, such as effective communication and relationship management. They will learn to articulate complex financial concepts clearly and establish strong client relationships. This combination of technical expertise, interpersonal skills, and ethical awareness prepares financial adviser apprentices to navigate the dynamic landscape of personal finance.

Key Learning Outcomes

Financial Products and Services Knowledge

Financial Products and Services Knowledge develop a deep understanding of various financial products and services including investments, pensions, insurance, and loans.

Client Relationship Management

Client Relationship Management enhance communication and interpersonal skills for the purpose of establishing and sustaining relationships with clients.

Regulatory Compliance and Legal Requirements

Regulatory Compliance and Legal Requirements understand and adhere to the regulatory frameworks and legal requirements governing the financial industry.

Investment Strategies and Risk Management

Investment Strategies and Risk Management gain expertise in different investment strategies and risk management techniques.

Financial Planning and Analysis

Financial Planning and Analysis acquire skills in financial analysis to assess clients’ current financial situations and future goals.

Ethical and Professional Conduct demonstrate ethical behaviour in all aspects of financial advising.

My mentor has been a great support during my apprenticeship going above and beyond throughout. Overall I would 100% recommend Simply Academy.”

Georgia Jones
HCF Partnership

Simply Academy
Simply Academy

Typical Student Journey

Typically, Simply Academy students achieve their Financial Adviser Apprenticeship within 22 months of part time study.

Student Journey
Student Journey

Register Your Interest

Our apprenticeship programmes are specifically designed for employers and professionals. Please contact one of our experienced advisers for more information.

Simply Academy is accredited as a trusted partner by The London Institute of Banking & Finance
Simply Academy is trusted by the Education & Skills Funding Agency
Simply Academy awarded the Highest Rated Courses Brilliance Award 2019 from CourseCheck
Simply Academy is FSQS (Financial Services Qualification System) registered
X

Register Your Interest

Am I qualified?

To be eligible for apprenticeships, you must be employed in a relevant role.

Not currently working in financial services? Check out our courses.

Fields marked with a * are mandatory

    Programme of Interest*:

    We will use your details to send information that relates to apprenticeships. We will attempt to follow up using the telephone number and email address provided to ensure you have the full information.

    For further information about how we collect and use your data, please see our Privacy Policy

    Please enable Javascript in order to successfully submit this form.

    Thank you for contacting Simply Academy.

    Your enquiry has been received and a member of the Apprentice Support Team will be in touch with you shortly to discuss your requirements, but if you need to reach us in the meantime, please call 0808 208 0002 (freephone) or email [email protected] for assistance.

    Download Guide

    X

    0808 208 0002 (freephone)

    Let’s talk. We’re open Mon-Fri 9am to 5.30pm

    Thank you for contacting Simply Academy.

    Your enquiry has been received and a member of the Student Support Team will be in touch with you shortly to discuss your training requirements, but if you need to reach us in the meantime, please call 0808 208 0002 (freephone) or email [email protected] for assistance.